144/A: Filer Information
Filer CIK | 0001442627 |
Filer CCC | XXXXXXXX |
Previous Accession Number Of The Filing | 0001437749-24-026928 |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144/A |
Filer CIK | 0001442627 |
Filer CCC | XXXXXXXX |
Previous Accession Number Of The Filing | 0001437749-24-026928 |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | NewLakeCapitalPartners, Inc |
SEC File Number | 000-56327 |
Address of Issuer | 50 Locust Ave, First Floor New Canaan CONNECTICUT 06840 |
Phone | 203-594-1402 |
Name of Person for Whose Account the Securities are To Be Sold | David L. Weinstein |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Director |
Title of the Class of Securities To Be Sold | Common Stock, par value $0.01 per share |
Name and Address of the Broker | Fidelity Investments P.O. Box 770001 Cincinnati OH 45277-0002 |
Number of Shares or Other Units To Be Sold | 30200 |
Aggregate Market Value | 618798 |
Number of Shares or Other Units Outstanding | 20510566 |
Approximate Date of Sale | 08/14/2024 |
Name the Securities Exchange | OTCQX Best Market |
Title of the Class | Common Stock, par value $0.01 per share | ||||
Date you Acquired | 08/13/2021 | ||||
Nature of Acquisition Transaction | Vesting of Restricted Stock Unite | ||||
Name of Person from Whom Acquired | NewLake Capital Partners, Inc. | ||||
| |||||
Amount of Securities Acquired | 121135 | ||||
Date of Payment | 08/13/2021 | ||||
Nature of Payment | Compensation |
Title of the Class | Common Stock, par value $0.01 per share | ||||
Date you Acquired | 08/13/2021 | ||||
Nature of Acquisition Transaction | Purchase | ||||
Name of Person from Whom Acquired | NewLake Capital Partners, Inc. | ||||
| |||||
Amount of Securities Acquired | 19231 | ||||
Date of Payment | 08/13/2021 | ||||
Nature of Payment | Cash |
Name and Address of Seller | David Weinstein 330 Old Sag Harbor Road Sag Harbor NY 11963 |
Title of Securities Sold | Common Stock, par value $0.01 per share |
Date of Sale | 08/12/2024 |
Amount of Securities Sold | 11125 |
Gross Proceeds | 227085.5 |
Name and Address of Seller | David Weinstein 330 Old Sag Harbor Road Sag Harbor NY 11963 |
Title of Securities Sold | Common Stock, par value $0.01 per share |
Date of Sale | 08/13/2024 |
Amount of Securities Sold | 12516 |
Gross Proceeds | 255676.72 |
Remarks | Original Form 144 filed on 08/14/2024 is being amended to include the sale of an additional 200 shares. 16,200 of the shares to be sold were acquired in connection with the vesting of restricted stock units on August 13, 2021 and 14,000 of the shares to be sold were purchased by Mr. Weinstein on August 13, 2021. |
Date of Notice | 10/17/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/David Weinstein |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |